APPOINTING THE PRIME MINISTER AFTER GE15: A minority government is possible
Press Release by Tan Sri Tommy Thomas
The consensus among poll-watchers is that it will be a close outcome after the ballots are counted and results announced this weekend: a finish too close to call. But what happens if none of the coalition crosses the magic line of 112 seats? How would the new Prime Minister be appointed? The critical point to keep in mind is that the new Prime Minister must represent popular will. He must enjoy the mandate of the voters who just expressed their choice at the ballot box.
The legal position is clear. Article 43(2)(a) of the Federal Constitution provides that the Yang di-Pertuan Agong shall first appoint as Prime Minister a member of the Dewan Rakyat ”who in his judgment is likely to command the confidence of the majority of the members of the Dewan”. This goes to the heart of parliamentary democracy, not just in Malaysia, but across the globe, whether practised in the Westminister tradition or otherwise. Unlike the Presidential system, in Malaysia the government is responsible and accountable to the elected House, the Dewan Rakyat; in particular, to get legislation through, including the Annual Budget. Hence, it is a condition precedent for the person appointed as Prime Minister that he or she must at all times enjoy the confidence, that is, support, of at least 112 members of the 222 strong Dewan Rakyat.
Guidance should be sought from the experience of other Commonwealth countries which share a similar system as us. Perhaps the closest example would be the position in February 1974 when Prime Minister Ted Heath lost his majority in the United Kingdom general elections. The results were as follows :
Seats
Labour 301
Conservative 297
Liberal 14
Others 23
____
635
====
The Conservative Prime Minister, Ted Heath resigned although there were talks with the Liberal party to form a coalition. Instead, Harold Wilson, as the leader of the largest party, was invited to form the Government. Labour was short of the majority of 318 seats, but because it was the party with the largest number of seats, it was asked by Queen Elizabeth to form Government. Its margin over the Conservatives was just 4 seats; but a coalition between the second and third largest parties would have resulted in 311 seats, 10 more that Labour. Yet Labour was tasked to form the administration.
A strong convention has developed in many parliamentary democracies that when no party or coalition is able to reach the magic 50% plus 1 seat to form the majority in the elected House, the Constitutional Monarch (like the UK) or Head of State (like the President in India) will appoint the leader of the party or coalition that has the highest seats, simply because that person enjoys the mandate from the voters in the just concluded general elections to be given the first opportunity to form a Cabinet, and then when Parliament is in session (typically a month or two after general elections) to secure a motion of confidence in the elected House. It is merely another application of the “first past the post” principle which underpins our electoral system. Relevant passages from leading constitutional works in the United Kingdom, Canada and India are reproduced in the Appendix hereto.
Applying that convention here would mean that among the 3 realistic candidates for the office of Prime Minister as President of their respective coalitions, namely, Zahid Hamidi, Anwar Ibrahim and Muhyiddin Yassin, the person whose coalition wins the highest number of seats must be appointed Prime Minister even if their coalition does not secure 112 seats as soon as it is convenient (typically in Malaysia, the following day, that is, Sunday, 20th November). He can then form a Cabinet and build up numbers to secure a motion of confidence by the time Parliament meets. Appointing any other candidate would be anti-democratic, and would be repugnant to the wishes of millions of voters who had just cast their ballots. There is no legal or political reason why this convention of long standing cannot be applied to Malaysia on the evening of 19th and the following day.
In order to depersonalise the discussion, let us call the 3 candidates Mr. X, Mr. Y and Mr. Z. It would be unconstitutional if Mr. X’s coalition has secured 80 seats, Mr. Y’s coalition 45 seats and Mr. Z’s coalition the balance 40 seats out of the 165 seats in Malaya (there are 31 in Sarawak, 25 in Sabah and 1 in Labuan), and Mr. Y is made the Prime Minister simply because he claims Mr. Z also supports him, making a total of 85 seats. Instead, the only constitutional option in this rhetorical example would be for Mr. X to be appointed Prime Minister because his coalition was the most popular, thereby earning him the first right to form a government, and secure support from another 32 seats by the time Parliament is convened. Mr. X is entitled to a fair trial in government, at least until it is clear by a confidence defeat that he does not enjoy support in the Dewan Rakyat. Further, 2 or 3 parties in Sabah and Sarawak may join Mr. X’s coalition or at least not vote against him in a confidence motion, thereby ensuring Mr. X’s government comfortably remaining in power for some time.
Needless to say, if Mr. Z’s coalition secures 112 seats, the palace must call him. In that scenario, there is no other option; Mr. Z must become Prime Minister. It must always be kept in mind that the Yang di-Pertuan Agong, like other constitutional monarchs, cannot bring his personal preference into the decision-making. The Agong must be above party politics, and represent the national interest. Further, the palace must not be involved, directly or indirectly, in the bargaining and negotiations that may take place after the results are known: that is solely for the politicians to sort out. Finally, because millions of Malaysians would have just voted, the wishes of the majority will must be respected by the palace; after all that is why we have a system of government by parliamentary democracy in the first place.
Tommy Thomas
15th November 2022
APPENDIX
UNITED KINGDOM
CONSTITUTIONAL AND ADMINISTRATIVE LAW
Stanley de Smith and Rodney Brazier
8th Edition, 1998
Pages 168 and 171
“The general rule is that in appointing a Prime Minister, the Queen should commission that person who appears best able to command the support of a stable majority in the House of Commons.”
“Hence the Queen is unlikely to have to exercise a personal discretion again unless no party has an overall majority in the House, ……… In such a situation her duty will be to take such counsel as is proper and expedient to assist her in deciding who is the most appropriate person to invite to form a Government with a reasonable prospect of maintaining itself in office. That person will normally, but not invariably, be the leader of the largest party in the House of Commons.”
(my emphasis)
CANADA
CONSTITUTIONAL LAW OF CANADA
Peter Hogg
(5th Ed, 2008)
Ch. 9.7(b)
“… the appointment of a new Prime Minister has to be made by the Governor General. This decision is always a personal one in the sense that the Governor General does not act upon ministerial advice. But other conventions of responsible government have now severely limited the discretion that the Governor General really possesses. The Governor General must find the person who has the ability to form a government which will enjoy the support of the House of Commons. The only person with this qualification is the leader of the party which has a majority of seats in the House of Commons. Moreover, each Canadian party has procedures for selecting its own parliamentary leader. This means that in most cases the Governor General’s “choice” is inevitable.”
(my emphasis)
INDIA
INDIAN CONSTITUTIONAL LAW
M.P Jain
(6th Ed, 2010)
Page 186
“At critical moments, the choice of the Prime Minister by the President may prove to be extremely crucial. When a party has a clear majority in the Lok Sabha, the President has to induct the acknowledged leader of the party into the Prime Minister’s office and the President’s power in such a case is merely formal. If, however, the political situation is not clear and no party has a clear majority, then the President will have some scope to exercise his own judgment as to who amongst the several aspirants to the office has the best chance of forming a stable Ministry and secure confidence of the Lok Sabha.
But even here it may be desirable to have some agreed conventions for the guidance of the President, e.g., that he may invite the leader of the largest party in the Lok Sabha to form the government. In the ultimate analysis, however, the President’s choice of a Prime Minister is controlled, in practice, by the will of the majority in the Lok Sabha.”
(my emphasis)
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Legally the Queen or King has the power to appoint whomsoever they wish to be their prime minister. Indeed the sovereign has the power to appoint no one at all to the office, for there is no legal requirement that there should at all times be a prime minister. Whilst this remains the formal position in the UK , in reality the sovereign's prerogative is governed by the fundamental constitutional convention, grounded in political necessity, that the sovereign must appoint a prime minister must appoint someone with the confidence of the majority of the House of commons to be Prime Minister.
The position is always fluid because the position changes when an incumbent in the PM's position resigns, is forced out of office or dies. In such circumstances the sovereign is once more called to exercise his or her sovereign right.
The King or Queen may even dismiss a Prime Minister or an entire government at their discretion exercising their personal preferences as was the case in the dismissal of the Prime Minister of Australia and his government Gough Whitlam and his entire cabinet. The matter continues to be debated by scholars considering the Queen till she died denied she had seen the correspondence of Governor General John Kerr requesting permission to dismiss Whitlam (an absurdity) even though he dismissed the Whitlam government in the name of the Queen.
Malaysian legal scholars and lawyers tend to treat constitutional law and the constitution as if it were an ordinary piece of legislation such as the criminal law, family law, or maritime law which it is not.
Ultimate discretion as to the appointment of not just a government but also of a prime minister remains with the Sovereign. The constitution and its precedents on the subject are mere guides.